Compliance
Table of Contents
Anti-money laundering & anti-terrorist financing
Financial Institutions and regulatory bodies around the world are increasingly focused on combating money laundering and fighting financial crime. Certain information on a financial institution is often required to support maintaining an account.
The following documents are of assistance to banks in completing their client bank due diligence on Bordier & Cie:
USA PATRIOT Act Certification
Pursuant to the USA PATRIOT Act Certification and final rules issued by the U.S. Department of the Treasury, a U.S. bank or a U.S. broker-dealer in securities (a “Covered Financial Institution”) is required to obtain certain information from any “Foreign Bank” that maintains a correspondent account with it.
As permitted by the final rules, Bordier has prepared a Global Certification for use by any financial institution that believes it requires a Patriot Act Certification from Bordier & Cie or one of its branches or listed subsidiaries.